WACHOVIA SECURITIES, INC.

WACHOVIA SECURITIES, INC. of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 431). Regulatory assets under management: $1.2B.

Registration

Officers, owners & control persons (12)

NameRoleLocation
DALRYMPLE EDWIN ARCHIBALD JRCO-PRESIDENT; PRESIDENT
WILLIAMS DONALD LLOYDEXECUTIVE VICE PRESIDENT
BERNADINO MICHAEL ROBERTCCO/MANAGING DIRECTOR
GIVENS DALTON WYATTSROP/SENIOR VICE PRESIDENT
HEARN MICHAEL DEANCLO/SENIOR MANAGING DIRECTOR
KNIEJSKI ROBERT STEVENEXECUTIVE VICE PRESIDENT
MCLEAN JOHN CLIFFORD JRSENIOR VICE PRESIDENT
SEMONES LEWIS FULTON JRCFO/CO-PRESIDENT
FIRENZE STEVEN ANTHONYCROP; CROP/CCO
PEYTON JOHN PETEREXECUTIVE VICE PRESIDENT
WAGSTAFF CONNER FRED IIICFO
BULLARD LORI JONASSROP/SENIOR VICE PRESIDENT

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