THINKEQUITY LLC

THINKEQUITY LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 44274). Regulatory assets under management: $172.1M.

Registration

Officers, owners & control persons (30)

Showing 25 of 30 people.

NameRoleLocation
MCCAGUE ANNCHARLOTTECHIEF COMPLIANCE OFFICER; COMPLIANCE REGISTERED OPTIONS PRINCIPAL
NOLLENBERGER BRUCE WESTONHEAD OF THINKEQUITY AASSET AND WEALTH MANAGEMENT; HEAD OF THINKEQUITY ASSET AND WEALTH MANAGEMENT; PRESIDENT THINKEQUITY ASSET AND WEALTH MANAGEMENT
SCHOOLER ROBERT LEONARDCHIEF FINANCIAL OFFICER
MOE MICHAEL THOMASCHAIRMAN; CHAIRMAN & CHIEF EXECUTIVE OFFICER; CHAIRMAN, CHIEF EXECUTIVE OFFICER
QUAZZO DEBORAH HICKSPRESIDENT AND HEAD OF INVESTMENT BANKING; PRESIDENT, HEAD OF INVESTMENT BANKING
ENDRES BRIAN KENNETHCHIEF FINANCIAL OFFICER/FINOP; CONTROLLER/FINOP
BRITT HARRIET JAYNECHIEF COMPLIANCE OFFICER
WEITGENANT DAVID ANDREWCROP; CROP & SROP; PRINCIPAL/WEALTH MANGEMENT GROUP/CROP
COLEMAN PETER VICTORCHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER AND DIRECTOR OF RESEARCH (+1 more)
JOONDEPH JEROME J JRCHIEF FINANCIAL OFFICER; GENERAL COUNSEL
MITCHELL FREDERICKCO-HEAD OF INVESTMENT BANKING
MCCLANAHAN ROBERT BRUCEHEAD OF SALES TRADING; HEAD OF TRADING
WRIGHT GREGORY LANCECHIEF EXECUTIVE OFFICER; DIRECTOR OF CORPORATE FINANCE; MANAGING PARTNER AND CHIEF OPERATING OFFICER (+1 more)
MONOPOLI JACK GIACOMOHEAD OF TRADING; HEAD OF TRADING AND SALES TRADING
JOHNSTON PHILIP MURRAYHEAD OF BROKERAGE; HEAD OF SALES; HEAD OF SALES TRADING
ARMSTRONG MICHAEL BENJAMINACTING DIRECTOR OF RESEARCH; ASSISTANT DIRECTOR OF RESEARCH; CHIEF OPERATING OFFICER OF RESEARCH (+1 more)
GERSCH SETH JONATHANCHIEF OPERATING OFFICER; SENIOR REGISTERED OPTIONS PRINCIPAL
GIMIGLIANO RICHARD ANTHONYMANAGING DIRECTOR/HEAD OF EQUITY CAPITAL MARKETS
ROSS HUGH MICHAELDIRECTOR OF RESEARCH
GONSALVES DOUGLAS RONALDCO-HEAD OF INVESTMENT BANKING; HEAD OF INVESTMENT BANKING
SLACIK FRANCIS KARLCHIEF FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL
RAJ DEEPAK DEVEXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT/DIRECTOR OF RESEARCH
HANSEN HOLLY JOYHEAD OF INSTUTIONAL SALES; HEAD OF INSTUTIONAL SALES & DIRECTOR OF RESEARCH
WHITE MICHAEL PATRICKMANAGING DIRECTOR/HEAD OF INSTL SALES; PARTNER/HEAD OF WEST COAST SALES
HEINRICH BERNADINE LAVINCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL; CHIEF FINANCIAL OFFICER & FINOP (+1 more)

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