HOLLENCREST CAPITAL MANAGEMENT, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 46217). Regulatory assets under management: $2.9B.
Compensation: % of AUM, Fixed, Performance, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Gregory Paul Pellizzon | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| Robert Burr Wolford | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | — |
| James Konon | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | — |
| Peter Joseph Pellizzon | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | — |
| Susan Marie Nakamura | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | — |
| Cameron Curtis Akers | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT | — |
| Shawn Kim | DIRECTOR, PORTFOLIO MANAGER | — |
| BANERJEE DEBASISH | FINOP | — |
| PELLIZZON PETER JOSEPH | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER (+5 more) | — |
| PELLIZZON GREGORY PAUL | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER; MANAGING MEMBER | — |
| WOLFORD ROBERT BURR | FINOP; MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER; MUNICIPAL SER. PRINCIPAL | — |
| KONON JAMES JR | OPERATIONS MANAGER - AML OFFICER; OPERATIONS MANAGER, SROP; ROSFP | — |
| SEFARIAN DALE VAUGHN | MANAGING MEMBER | — |
| SCHULMAN MICHAEL ASHLEY | MANAGING DIRECTOR; MANAGING DIRECTOR, SR PORTFOLIO MANAGER | — |
| FROLICH JOSEPH GERALD | FINOP - VP OPERATIONS | — |
| VIPPERMAN IANTHE NICOLE | CHIEF COMPLIANCE OFFICER; COMPLIANCE MANAGER | — |
| KONON JAMES | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | — |
| NAKAMURA SUSAN MARIE | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION; DIRECTOR PORTFOLIO ADMINISTRATION; SENIOR VICE PRESIDENT PORTFOLIO ADMINISTRATION | — |
| AKERS CAMERON CURTIS | DIRECTOR, CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | — |
| Kim Shawn | DIRECTOR, SENIOR ADVISOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-12-21 | regulatory | ON DECEMBER 21, 2015, THE NATIONAL FUTURES ASSOCIATION ("NFA") ISSUED A COMPLAINT AGAINST HOLLENCREST AND PETER PELLIZZON ("PELLIZZON"). THE COMPLAINT ALLEGED THAT HOLLENCREST VIOLATED NFA COMPLIANCE RULE 2-2(F) BASED ON COMMUNICATIONS BY A FORMER HOLLENCREST EMPLOYEE, NITA CHARLTON-GOMES ("CHARLTON… | Final | $125K |
| — | regulatory | — | — | — |
Private Equity Fund: 2 · Venture Capital Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| HCM IP VENTURE, LP | Private Equity Fund | Delaware | 44 | $46.3M | $100K |
| HOLLENCREST BAYVIEW PARTNERS, LP | Private Equity Fund | Delaware | 40 | $28.1M | $250K |
| HCM VENTURE I, LP | Venture Capital Fund | Delaware | 27 | $1.4M | $25K |