LEGEND MERCHANT GROUP, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 5155). Regulatory assets under management: $11.0M.
| Name | Role | Location |
|---|---|---|
| GALLAGHER MARK JOSEPH | OWNER; PRESIDENT & COO; SHAREHOLDER | — |
| UNSWORTH DAVID WOODS JR | CHAIRMAN 11/02, CEO, PRESIDENT & GSP; CHAIRMAN & CEO; CHAIRMAN, CEO & PRESIDENT (+1 more) | — |
| SHAW JOHN HENRY III | MANAGING DIRECTOR | — |
| BARNETT DAVID BENJAMIN | FINOP | — |
| HANNA DAVID GAMAL K | EXECUTIVE REPRESENTATIVE, CCO, CROP, SROP, GOVT. SECURITIES PRINC, MUNI. SECURITIES PRINC, MUT. FUND PRINC, NFA PRINC; EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, GOVT. SEC. PRINC, MUNI. SEC. PRINC, MUT. FND PRINC, NFA PRINC, SROP, CROP; REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, MUTUAL FUND PRINCIPAL, DIRECTOR OF COMPLIANCE | — |
| RABINOWITZ RACHEL M | SHAREHOLDER | — |
| ILARIO SCOTT LOUIS | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP; SHAREHOLDER | — |
| OTTENSOSER SAMUEL F | SHAREHOLDER | — |