UBS GLOBAL ASSET MANAGEMENT (US) INC.

UBS GLOBAL ASSET MANAGEMENT (US) INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 583). Regulatory assets under management: $91.5M.

Registration

Officers, owners & control persons (20)

NameRoleLocation
CUTLER LAWRENCE DAVIDCHIEF COMPLIANCE OFFICER
HUFF ARTHUR JAMESCROP
SLUYTERS JULIAN FERNANDCHIEF OPERATIONS OFFICER/CAO/DIRECTOR
KEMPER MARK FREDERICKSECRETARY AND CHIEF LEGAL COUNSEL
MCGILL JOSEPH MICHAELCHIEF COMPLIANCE OFFICER
MOORE JOHN CYRILHEAD OF FINANCIAL CONTROL, MANAGING DIRECTOR; TREASURER AND CHIEF FINANCIAL OFFICER
SOTORP KAI REINERPRESIDENT AND DIRECTOR
MANDINACH BARRY MITCHELLCHIEF COMPLIANCE OFFICER; DIRECTOR; PRESIDENT AND CEO
STERLING MICHAEL JOSEPHHEAD OF OPERATIONS
CHAMBERS TREVOR CROSBYFINANCIAL CONTROLLER
VARNAS JOSEPH ANTHONYHEAD OF TECHNOLOGY, PRODUCT AND OPERATIONS
DOBERMAN AMY ROSECHIEF LEGAL OFFICER; SECRETARY AND CHIEF LEGAL OFFICER
BANYAI GERALDINE LASSISTANT SECRETARY; CORPORATE SECRETARY
ALEXANDER MARGO NICKLECHAIRMAN AND DIRECTOR
KEHOE JAMES PATRICKSROP
STORMS BRIAN MARSHALLPRESIDENT AND CHIEF OPERATION OFFICER; PRESIDENT, CEO, CHIEF OPERATING OFFICER (COO) AND DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR
WOLFANGEL ROBERT PETER JRCFO; TREASURER, CHIEF FINANCIAL OFFICER, DIRECTOR
RUCCI MICHAELHEAD OF OPERATIONS
BANYAI GERALDINE LEPERAASSISTANT SECRETARY
LENHARDT BENJAMIN FRANKLIN JRCHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR

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