AMERICAN EXPRESS FINANCIAL CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION of MINNEAPOLIS, MN is an SEC-registered investment adviser (CRD 6320). Regulatory assets under management: $147.3B.

Registration

Officers, owners & control persons (36)

Showing 25 of 36 people.

NameRoleLocation
HEATH BRIAN MICHAELDIRECTOR, SVP - GENERAL SALES MANAGER; PRESIDENT - U.S. ADVISOR GROUP; PRESIDENT, U.S. ADVISOR GROUP (+2 more)
MURPHY DANIEL JDIRECTOR, EVP - US RETAIL GROUP; EVP - US RETAIL GROUP
CARTER WILLIAMDIRECTOR, SVP, CHIEF MARKETING OFFICER
ANDERSON TIMOTHY JONDIRECTOR, SVP - INVESTMENT OPERATIONS
TRUSCOTT WILLIAM FREDERICKPRESIDENT - U.S. ASSET MANAGEMENT AND CHIEF INVESTMENT OFFICER; PRESIDENT, U.S. ASSET MANAGEMENT AND CHIEF INVESTMENT OFFICER; SVP, CIO
KEELEY MICHELLE MARIESVP - FIXED INCOME
JUNEK JOHN CARLDIRECTOR, SVP, GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY (+2 more)
CRACCHIOLO JAMES MICHAELCHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER; DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT; DIRECTOR, COB, PRESIDENT AND CHIEF EXECUTIVE OFFICER (+1 more)
SWEENEY JOSEPH EDWARDPRESIDENT - BANKING, BROKERAGE AND FINANCIAL ADVICE; PRESIDENT, FINANCIAL PLANNING, PRODUCTS AND SERVICES; SENIOR VICE PRESIDENT - US BROKERAGE AND MEMBERSHIP BANKING
BERMAN WALTER SDIRECTOR; DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER
WEIMER BETH ELLENCHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
SCHWARZMANN MARK EDWARDDIRECTOR; PRESIDENT - INSURANCE, ANNUITIES AND PRODUCT DISTRIBUTION; PRESIDENT, INSURANCE, ANNUITIES AND PRODUCT DISTRIBUTION (+2 more)
SHARAN KIM MICHELEEXECUTIVE VICE PRESIDENT AND CHIEF MARKETING OFFICER; SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER
MORRIS HOLLYSENIOR VICE PRESIDENT - TECHNOLOGIES
STOCKDALE-BOON CAROLINESENIOR VICE PRESIDENT - HUMAN RESOURCES
WOERNER JOHN ROBERTSENIOR VICE PRESIDENT -STRATEGIC PLANNING AND BUSINESS DEVELOPMENT; SENIOR VICE PRESIDENT, STRATEGIC PLANNING AND BUSINESS DEVELOPMENT; SENIOR VICE PRESIDENT STRATEGIC PLANNING AND DEVELOPMENT
ROLOFF REBECCA KOENIGDIRECTOR, SVP - FIELD MGMT AND FIELD ADVISORY SVCS; SVP - FIELD MGMT AND FIELD ADVISORY SVCS
STEWART DAVID KENTACTING CFO
FRASER BARBARA HELENEVP - AEFA PRODUCTS AND CORPORATE MARKETING; EVP - CHIEF MARKETING OFFICER
KUMAGAI STEVEN CRAIGDIRECTOR, SVP - DIRECT AND INTERACTIVE GROUP
SEDLACEK STUART ALANDIRECTOR, SVP, CFO
KLING RICHARD WILLIAMDIRECTOR, SVP - INSURANCE PRODUCTS
MORET PAMELA JDIRECTOR, SVP - PRODUCTS GROUP
GOLUB HARVEYDIRECTOR
CHENAULT KENNETH IDIRECTOR

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