| LUBBOCK KENNETH MILES | DIRECTOR/EXECUTIVE V.P.; PRESIDENT/DIRECTOR; SHAREHOLDER | — |
| TRAIN LISA | ASSISTANT SECRETARY; DIRECTOR; SHAREHOLDER (+2 more) | — |
| TRAIN NINA TERESA | SHAREHOLDER | — |
| TRAIN HELEN | SHAREHOLDER | — |
| TRAIN JOHN | PRESIDENT/DIRECTOR | — |
| MCNAUGHTON LOIS | CHIEF COMPLIANCE OFFICER; TREASURER/DIRECTOR | — |
| HEITMAN HARRY R | DIRECTOR; DIRECTOR/TREASURER; TREASURER | — |
| KLEBNIKOV HELEN TRAIN | SHAREHOLDER | — |
| CHOA NINA TRAIN | SHAREHOLDER | — |
| PERKINS SARA D | VICE PRESIDENT; VICE PRESIDENT/DIRECTOR; VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| KLEBNIKOV HELEN T | SHAREHOLDER AND DIRECTOR | — |
| BOCKEMUHL LOIS | CHIEF COMPLIANCE OFFICER; SECRETARY/CHIEF COMPLIANCE OFFICER; TREASURER/DIRECTOR | — |
| OSWALD THOMAS RICHARD | DIRECTOR; PRESIDENT; TREASURER/SROP/FROP/CROP | — |
| PANEBIANCO ANTHONY | DIRECTOR; TREASURER/DIRECTOR | — |