FIDELITY BROKERAGE SERVICES, LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 7784).
| Name | Role | Location |
|---|---|---|
| Larsen Robert | CHIEF LEGAL COUNSEL - BD; GENERAL COUNSEL, CLERK; GENERAL COUNSEL, CLERK - BD & IA | IRVINE, CA |
| CARNEY JEFFREY R | CEO & PRESIDENT; CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA; PRESIDENT & DIRECTOR | — |
| WALLACE JEFFREY SCOTT SR | VICE PRESIDENT & CFO - IA | — |
| WASS JOHN GREGORY | ASSISTANT TREASURER - BD | — |
| MCCOLGAN ELLYN ANN | DIRECTOR; DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | — |
| MCGRAW GERARD J | CHIEF OPERATIONS OFFICER; COO | — |
| CASTRO JOSEPH THOMAS | COMPLIANCE OFFICER; COMPLIANCE OFFICER - BD | — |
| BOUDROT SUSAN MARIE | CHIEF COMPLIANCE OFFICER | — |
| ASHKENAS NORMAN LEE | CHIEF COMPLIANCE OFFICER - BD & IA; COMPLIANCE OFFICER - IA | — |
| LOVERIDGE DEAN ELWOOD | SROP, VICE PRESIDENT; SROP, VICE PRESIDENT - BD | — |
| LANIGAN JOSEPH S | EVP; EVP - BD & IA | — |
| SONIER MICHAEL J | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER - BD | — |
| MACLEAN HAROLD JOSEPH III | SENIOR VP DISTRIBUTION, INVESTOR CENTERS WEST | — |
| TOLAND MICHAEL EDWARD | CROP | — |
| KATZELNICK MARK CURTIS | TREASURER; TREASURER - BD | — |
| ROCHE JESSIE LAWRENCE | CROP; CROP - BD | — |
| MAC GILVRAY JAMES P | EXECUTIVE VICE PRESIDENT | — |
| WASS GREGORY J | ASSISTANT TREASURER | — |
| YEE FRANK ALBERT JR | CROP | — |