CASTRO JOSEPH THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CASTRO JOSEPH THOMAS appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STRATEGIC ADVISERS LLC | COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | CHIEF COMPLIANCE OFFICER-BD | BOSTON, MA |
| — | Form ADV | FIDELITY BROKERAGE SERVICES, LLC | COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | NATIONAL FINANCIAL SERVICES LLC | COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | FIDELITY BROKERAGE SERVICES LLC | COMPLIANCE OFFICER | BOSTON, MA |