UNICREDIT CAPITAL MARKETS, INC

UNICREDIT CAPITAL MARKETS, INC of NEW YORK, NY is an SEC-registered investment adviser (CRD 7789). Regulatory assets under management: $27.5M.

Registration

Officers, owners & control persons (7)

NameRoleLocation
MORGAN WILLIAM JAMESPRESIDENT
FALGER GABRIELLESECRETARY
LUPO ANDREW JAMESCHIEF COMPLIANCE OFFICER; PRESIDENT & CHIEF COMPLIANCE OFFICER
DUNN MATTHEW PAULDIRECTOR
SCHUCH GYULA BELADIRECTOR; DIRECTOR & OFFICER
SPINDEL HOWARDFIN-OP
MORISI GIUSEPPEDIRECTOR

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