ASSET PLANNING CORPORATION

ASSET PLANNING CORPORATION of KNOXVILLE, TN is an SEC-registered investment adviser (CRD 7890). Regulatory assets under management: $406.6M.

Registration

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (14)

NameRoleLocation
Joseph OttavianoPRESIDENTKNOXVILLE, TN
Suzanne Waddell HornickCHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING
Carol OttavianoCORPORATE SECRETARY
Kathy Jo PattyDIRECTOR OF CLIENT CARE
FAIN PAUL KEMPEXECUTIVE CHAIRMAN; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER
FAIN DONNA JSECRETARY
FAIN PAUL KEMP IIIPRESIDENT
STAMPS MITZI SUESR. VICE PRESIDENT, ADMINISTRATIVE SERVICES
FLETCHER ANNE SEVERANCEFINANCIAL ADVISER
KRYAH GINA JOHNSTONCLIENT SERVICE ADMINISTRATOR
Ottaviano JosephPRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER
HIMES SUZANNE WADDELLCHIEF COMPLIANCE OFFICER
OTTAVIANO CAROLCORPORATE SECRETARY
HORNICK SUZANNE WADDELLCHIEF COMPLIANCE OFFICER

Branch offices (2)

CityStateEmployeesPhone
18656901231
18656901231

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