STERNE, AGEE & LEACH, INC.

STERNE, AGEE & LEACH, INC. of BIRMINGHAM, AL is an SEC-registered investment adviser (CRD 791). Regulatory assets under management: $217.1M.

Registration

Officers, owners & control persons (16)

NameRoleLocation
SMITH RAYMOND HILL JRMANAGING DIRECTOR
NEWTON JAMES TODDMANAGING DIRECTOR
WOODHAM FRANKLIN EUGENESECRETARY AND DIRECTOR; SECRETARY DIRECTOR & CFO
FRANKEL CHRISTOPHER LEEMANAGING DIRECTOR
DELUCA RONALD GREGORYCHIEF COMPLIANCE OFFICER; SROP/CROP
LEE JAMES BAINBRIDGE JRMANAGING DIRECTOR
HOLBROOK JAMES STIVENDER JRC HAIRMAN PRESIDENT & CEO
BUKOLT EARL DAVIDCHIEF OPERATIONS OFFICER AND MANAGING DIRECTOR
DANIEL LINDA MCWHIRTERMANAGING DIRECTOR
WHITE CHARLES ROYAL JRMANAGING DIRECTOR
ROBERTS JOE ROBERT JRMANAGING DIRECTOR
LOVELL WILLIAM TAYLORMANAGING DIRECTOR
WAGSTAFF CONNER FRED IIICFO
CATLETT CHARLES HUTCHESONCHIEF COMPLIANCE OFFICER SROP & CROP
DOGAN PATRICK SHAWNFIN OP
GLASGOW ROBERT MORRIS IIIMANAGING DIRECTOR

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