STONE & YOUNGBERG LLC

STONE & YOUNGBERG LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 795). Regulatory assets under management: $50.3M.

Registration

Officers, owners & control persons (22)

NameRoleLocation
HESKE DOUGLAS CHARLESPRIVATE CLIENT GROUP SUPERVISOR
GAGE MITCHELL HUGHEYCFO; MANAGING DIRECTOR, CFO; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC,CFO
EVANS WILLIAM ASHTON IIIMANAGING DIRECTOR, SROP; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC, SROP; PRIVATE CLIENT GROUP SUPERVISOR, SROP (+1 more)
ZINMAN ROBERT HAROLDCHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS; DIRECTOR OF OPERATIONS
HSU DAVID CHENG-WEICHIEF COMPLIANCE OFFICER
WILLIAMS KENNETH EVERETTMANAGING DIRECTOR, PRESIDENT; PRESIDENT; PRESIDENT/MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC
HEANEY STEPHEN EDWARDMANAGING DIRECTOR, PUBLIC FINANCE; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC, PUBLIC FINANCE GROUP SUPERVISOR; PUBLIC FINANCE GROUP SUPERVISOR
BEAMES RICHARD ALBERTMANAGING DIRECTOR, MUNICIPAL SECURITIES GROUP SALES SUPERVISOR; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC, MUNICIPAL SECURITIES GROUP SALES SUPERVISOR; MUNICIPAL SECURITIES GROUP SALES SUPERVISOR
COLVIN PARKER ANDREW WILLIAMHEAD OF MUNICIPAL UNDERWRITING; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC, HEAD OF MUNICIPAL UNDERWRITING; MUNICIPAL SECURITIES GROUP TRADING SUPERVISOR
SOLLERS SCOTT CREGANMANAGING DIRECTOR, CHAIRMAN; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC
HUCK LEONARD WILLIAM JRMANAGING DIRECTOR; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC
LOCKARD WILLIAM THOMAS JRMANAGING DIRECTOR; MEMBER BOARD OF DIRECTORS S &Y HOLDINGS LLC
BENGALI SOHAILMANAGING DIRECTOR; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC
CERVANTES JAMES RICHARDMANAGING DIRECTOR; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC
TURNER JACK JARRATTMANAGING DIRECTOR, TAXABLE SECURITIES GROUP; TAXABLE SECURITIES GROUP SUPERVISOR
VINCENT DAWNMEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC
KERNS BRUCE WILLIAMMEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC
HAMILL GRANT MILLERMEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC
SAIN GREGORY ROBERTMEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC
LAWWILL JOSEPH CHARLESEQUITY TRADE DESK SUPERVISOR; TAXABLE SECURITIES GROUP TRADING SUPERVISOR
FOX BRIAN DAVIDMUNICIPAL SECURITIES GROUP TRADING SUPERVISOR
DITURSI STEPHEN VTAXABLE SECURITIES GROUP SUPERVISOR

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