TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 833). Regulatory assets under management: $299.2M.

Registration

Officers, owners & control persons (65)

Showing 25 of 65 people.

NameRoleLocation
Richard BushVICE PRESIDENT-TAXESNew York, NY
Paul G CellupicaCHIEF LEGAL OFFICERNew York, NY
HURLEY LIAM JOHNPRESIDENT AND MEMBER OF THE BOARD OF DIRECTORS
WILLIAMS CHARLES MASON JRASSISTANT SECRETARY; ASSISTANT SECRETARY, ASSISTANT COMPLIANCE OFFICER
WRIGHT LINUS JAMESASSISTANT SECRETARY; CORPORATE SECRETARY
BAKAL LEONARD MARKCHIEF COMPLIANCE OFFICER AND AML OFFICER
TOPPETA WILLIAM JOHNMEMBER OF THE BOARD AND DIRECTOR; MEMBER OF THE BOARD OF DIRECTORS
FORGET ELIZABETH MARYDIRECTOR
FARRELL MICHAEL KEVINMEMBER OF THE BOARD AND DIRECTOR; MEMBER OF THE BOARD OF DIRECTORS
HALPERIN JEFFREY PAULANTI-MONEY LAUNDERING OFFICER
LAZARUS NORMAN ROBERTCHIEF COMPLIANCE OFFICER AND AML OFFICER
WILLIAMSON ANTHONY JAMESTREASURER
MARKHAM CRAIG WILLIAMPRESIDENT AND DIRECTOR; PRESIDENT AND MEMBER OF THE BOARD OF DIRECTORS
CARRIER ANDRE THEODORECHIEF OPERATIONS OFFICER; SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL
BEGUN ROBERTCHIEF OPERATIONS OFFICER; CO-CHIEF OPERATIONS OFFICER
COHN MARC ALLANCHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER
MARTINEZ JOHN GREGORYCHIEF FINANCIAL OFFICER; VICE PRESIDENT AND FINANCIAL AND OPERATIONS PRINCIPAL
PETERSEN ROBERT HENRYCHIEF FINANCIAL OFFICER
CARR GWENN LOUISESECRETARY
LENNOX LAURIECHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, BROKER DEALER
CELLUPICA PAUL GERARDCHIEF LEGAL OFFICER
ADDAZIO JUDITH ANNEASSISTANT TREASURER
RUSSO JOANNE KATHERINESENIOR VICE PRESIDENT- ADMINISTRATION; SENIOR VICE PRESIDENT AND CHIEF OPERATIONS OFFICER; SENIOR VICE PRESIDENT-CHIEF MARKETING OFFICER
MARKOULAKIS GEORGE EMMANUELVICE PRESIDENT - OPERATIONS; VICE PRESIDENT - OPERATIONS AND TRADING
CASSIDY EDWARD WILLIAM JRCHAIRMAN OF THE BOARD, CEO & MEMBER OF THE BOARD OF DIRECTORS; CHAIRMAN OF THE BOARD, PRES., CEO & MEMBER OF THE BOARD OF DIRECTORS; PRESIDENT AND CEO (+1 more)

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