FRANKLIN RESOURCES INC — Form D

FRANKLIN RESOURCES INC of SAN MATEO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2011-07-06. The offering totals $11.2M, of which $11.2M was reported sold. Industry: Investing.

Offering

Issuer

Officers, directors & promoters (32)

Showing 25 of 32 people.

NameRoleLocation
Samuel H ArmacostDirectorSan Mateo, CA
Charles H CrockerDirectorSan Mateo, CA
Joseph R HardimanDirectorSan Mateo, CA
Charles B JohnsonDirectorSan Mateo, CA
Gregory E JohnsonDirectorNassau, C5
Rupert H Johnson, Jr.DirectorSan Mateo, CA
Peter M SacerdoteDirectorSan Mateo, CA
Laura M SteinDirectorSan Mateo, CA
Anne M TatlockDirectorSan Mateo, CA
Vijay C AdvaniExecutive OfficerSan Mateo, CA
Charles B JohnsonExecutive OfficerSan Mateo, CA
Gregory E JohnsonExecutive OfficerNassau, C5
Rupert H Johnson, Jr.Executive OfficerSan Mateo, CA
JOHN M LUSKExecutive OfficerSAN MATEO, CA
William Y YunExecutive OfficerSan Mateo, CA
Charles E JohnsonDirectorSan Mateo, CA
Geoffrey Y YangDirectorSan Mateo, CA
Jed A PlafkerExecutive OfficerSan Mateo, CA
Kenneth A LewisExecutive OfficerSan Mateo, CA
Rupert H JohnsonDirectorSan Mateo, CA
Rupert H JohnsonExecutive OfficerSan Mateo, CA
Peter K BarkerDirectorSan Mateo, CA
Alok A SethiExecutive OfficerSan Mateo, CA
Chutta C RatnathicamDirectorSan Mateo, CA
Gregory E Johnson, Jr.DirectorSan Mateo, CA

Other filings by this issuer (1)

FiledFormOfferingSold
2018-05-01D$27.8M$27.8M

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