FRANKLIN RESOURCES INC — Form D

FRANKLIN RESOURCES INC of SAN MATEO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2018-05-01. The offering totals $27.8M, of which $27.8M was reported sold. Industry: Investing.

Offering

Issuer

Officers, directors & promoters (32)

Showing 25 of 32 people.

NameRoleLocation
Peter K BarkerDirectorSan Mateo, CA
Mariann K ByerwalterDirectorSan Mateo, CA
Charles E JohnsonDirectorSan Mateo, CA
Rupert H JohnsonDirectorSan Mateo, CA
Gregory E Johnson, Jr.DirectorSan Mateo, CA
Mark C PigottDirectorSan Mateo, CA
Chutta C RatnathicamDirectorSan Mateo, CA
Laura C SteinDirectorSan Mateo, CA
Seth C WaughDirectorSan Mateo, CA
Geoffrey Y YangDirectorSan Mateo, CA
Jennifer M JohnsonExecutive OfficerSan Mateo, CA
Rupert H JohnsonExecutive OfficerSan Mateo, CA
Gregory E Johnson, Jr.Executive OfficerSan Mateo, CA
Kenneth A LewisExecutive OfficerSan Mateo, CA
Jed A PlafkerExecutive OfficerSan Mateo, CA
Alok A SethiExecutive OfficerSan Mateo, CA
Craig S TyleExecutive OfficerSan Mateo, CA
Gregory E JohnsonDirectorNassau, C5
Gregory E JohnsonExecutive OfficerNassau, C5
JOHN M LUSKExecutive OfficerSAN MATEO, CA
Rupert H Johnson, Jr.DirectorSan Mateo, CA
Rupert H Johnson, Jr.Executive OfficerSan Mateo, CA
William Y YunExecutive OfficerSan Mateo, CA
Peter M SacerdoteDirectorSan Mateo, CA
Joseph R HardimanDirectorSan Mateo, CA

Other filings by this issuer (1)

FiledFormOfferingSold
2011-07-06D$11.2M$11.2M

More