Cathedral Lake CLO 2013, Ltd. — Form D/A
Cathedral Lake CLO 2013, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2016-03-03. $324.5M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2016-03-03
- Form: D/A
- Accession: 0000894579-16-000228
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $324.5M
- Minimum investment: $250K
- Investors: 10
- Date of first sale: 2014-01-10
- Security types: fund interests
- SEC file number: 021-235227
Issuer
- Name: Cathedral Lake CLO 2013, Ltd.
- CIK: 0001635413
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2013
- Address: BOX 1093, QUEENSGATE HOUSE, GRAND CAYMAN, E9, KY1-1102
- Phone: 345-945-7099
Officers, directors & promoters (5)
| Name | Role | Location |
|---|
| Ian Smith | Director | Charlottesville, VA |
| n/a Carlson Capital, L.P. | Promoter | Dallas, TX |
| Andrew Dean | Director | Orem, UT |
| Steven Manning | Director | Grand Cayman, E9 |
| Melanie Whittaker | Director | Grand Cayman, E9 |
Other filings by this issuer (2)
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