Cathedral Lake CLO 2013, Ltd. — Form D

Cathedral Lake CLO 2013, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2015-03-04. $324.5M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (5)

NameRoleLocation
Steven ManningDirectorGrand Cayman, E9
n/a Carlson Capital, L.P.PromoterDallas, TX
Ian SmithDirectorCharlottesville, VA
Andrew DeanDirectorOrem, UT
Melanie WhittakerDirectorGrand Cayman, E9

Other filings by this issuer (2)

FiledFormOfferingSold
2017-03-03D/A$324.5M
2016-03-03D/A$324.5M

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