GAI Aurora Opportunities Fund, LLC — Form D

GAI Aurora Opportunities Fund, LLC of Charlotte, NC, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-01-07. $25.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (41)

Showing 25 of 41 people.

NameRoleLocation
James P DeanDirectorCharlotte, NC
James P DunnDirectorCHEVY CHASE, MD
Stephen P GoldingDirectorCharlotte, NC
James P HilleDirectorCharlotte, NC
Jonathan P HookDirectorCharlotte, NC
Adam P TabackDirectorCharlotte, NC
Sheelpa P BrownExecutive OfficerCharlotte, NC
Yukari P NakanoExecutive OfficerBoston, MA
Adam P TabackExecutive OfficerCharlotte, NC
James DeanDirectorGrand Cayman, E9
James DunnDirectorPROVO, UT
N/A Wells Fargo Investment Institute, Inc.PromoterCharlotte, NC
Michael RomanExecutive OfficerBoston, MA
Britta Perkio PattersonDirectorCharlotte, NC
Britta Perkio PattersonExecutive OfficerCharlotte, NC
Adam I TabackDirectorCharlotte, NC
Adam I TabackExecutive OfficerCharlotte, NC
Michael F RomanExecutive OfficerBoston, MA
Sean F NicolosiDirectorBoston, MA
Sean F NicolosiExecutive OfficerBoston, MA
James I HilleDirectorCharlotte, NC
Stephen I GoldingDirectorCharlotte, NC
Jonathan I HookDirectorCharlotte, NC
Dennis I SchmalDirectorCharlotte, NC
James F AngelosExecutive OfficerCharlotte, NC

Other filings by this issuer (4)

FiledFormOfferingSold
2014-12-23D/A$133.6M
2014-01-10D/A$75.3M
2013-01-11D/A$70.7M
2012-01-11D/A$56.5M

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