GAI Aurora Opportunities Fund, LLC — Form D/A

GAI Aurora Opportunities Fund, LLC of Charlotte, NC, a pooled investment fund, filed a Form D amendment with the SEC on 2014-12-23. $133.6M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (41)

Showing 25 of 41 people.

NameRoleLocation
James DeanDirectorGrand Cayman, E9
James DunnDirectorPROVO, UT
Stephen I GoldingDirectorCharlotte, NC
James I HilleDirectorCharlotte, NC
Jonathan I HookDirectorCharlotte, NC
Sean F NicolosiDirectorBoston, MA
Britta Perkio PattersonDirectorCharlotte, NC
Dennis I SchmalDirectorCharlotte, NC
Adam I TabackDirectorCharlotte, NC
James F AngelosExecutive OfficerCharlotte, NC
Sean F NicolosiExecutive OfficerBoston, MA
Britta Perkio PattersonExecutive OfficerCharlotte, NC
Michael F RomanExecutive OfficerBoston, MA
Adam I TabackExecutive OfficerCharlotte, NC
N/A Wells Fargo Investment Institute, Inc.PromoterCharlotte, NC
Michael RomanExecutive OfficerBoston, MA
Doretta Perkio DuneganExecutive OfficerSan Francisco, CA
N/A Alternative Strategies Group, Inc.PromoterCharlotte, NC
Doretta L DuneganExecutive OfficerSan Francisco, CA
Stephen L GoldingDirectorCharlotte, NC
James L HilleDirectorCharlotte, NC
Jonathan L HookDirectorCharlotte, NC
Yukari L NakanoExecutive OfficerBoston, MA
Yukari Perkio NakanoDirectorBoston, MA
Yukari Perkio NakanoExecutive OfficerBoston, MA

Other filings by this issuer (4)

FiledFormOfferingSold
2014-01-10D/A$75.3M
2013-01-11D/A$70.7M
2012-01-11D/A$56.5M
2011-01-07D$25.0M

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