OC 528 Offshore Fund, Ltd. — Form D

OC 528 Offshore Fund, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-08-15. $100.3M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (6)

NameRoleLocation
Joshua BarlowDirectorNewport Beach, CA
Todd GroomeDirectorGrand Cayman, E9
- One River Asset Management, LLCPromoterStamford, CT
Ian MallochDirectorStamford, CT
Steve LisenbyDirectorGrand Cayman, E9
- Peters Capital Group, LLCPromoterSanta Barbara, CA

Other filings by this issuer (4)

FiledFormOfferingSold
2017-08-17D/A$112.0M
2016-08-17D/A$257.0M
2015-08-17D/A$294.1M
2014-08-15D/A$101.2M

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