Empery Tax Efficient III, LP — Form D
Empery Tax Efficient III, LP of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2020-08-10. $15.1M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2020-08-10
- Form: D
- Accession: 0000902664-20-002929
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $15.1M
- Investors: 5
- Date of first sale: 2020-04-01
- Security types: equity, fund interests
- SEC file number: 021-372841
Issuer
- Name: Empery Tax Efficient III, LP
- CIK: 0001820053
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2020
- Address: C/O EMPERY GP, LLC 1 ROCKEFELLER PLAZA, SUITE 1205, NEW YORK, NY, 10020
- Phone: (212) 608-3300
Officers, directors & promoters (6)
| Name | Role | Location |
|---|
| Ryan Matthew Lane | Executive Officer | New York, NY |
| Ryan Matthew Lane | Related Person | New York, NY |
| - David Empery Asset Management, LP | Promoter | New York, NY |
| - Empery GP, LLC | Executive Officer | New York, NY |
| Martin David Hoe | Executive Officer | New York, NY |
| Martin David Hoe | Related Person | New York, NY |
Other filings by this issuer (7)
More