Axonic Special Opportunities SBL Overseas Fund, Ltd. — Form D/A

Axonic Special Opportunities SBL Overseas Fund, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2022-10-07. $799.7M was reported sold. Industry: Pooled Investment Fund.

Offering

Filed: 2022-10-07
Form: D/A
Accession: 0000919574-22-005822
Industry: Pooled Investment Fund
Exemptions: 06b, 3C, 3C.7
Amount sold: $799.7M
Minimum investment: $100K
Investors: 38
Date of first sale: 2016-10-01
Security types: equity, fund interests
SEC file number: 021-272569

Issuer

Name: Axonic Special Opportunities SBL Overseas Fund, Ltd.
CIK: 0001685628
Entity type: Other
Jurisdiction: CAYMAN ISLANDS
Incorporated: 2016
Address: INTERTRUST FIDUCIARY SVCS (CAYMAN) LTD, GRAND CAYMAN, E9, KY1-9007
Phone: 212-259-0430

Officers, directors & promoters (5)

Name	Role	Location
Richard Ruffer	Director	Far Hills, NJ
Scott Dakers	Director	George Town, Grand Cayman, E9
--- Axonic Capital LLC	Executive Officer	New York, NY
--- Axonic Capital LLC	Promoter	New York, NY
Clayton DeGiacinto	Director	New York, NY

Other filings by this issuer (9)

Filed	Form	Offering	Sold
2025-10-03	D/A	—	$799.7M
2024-10-04	D/A	—	$799.7M
2023-10-06	D/A	—	$799.7M
2021-10-08	D/A	—	$799.7M
2020-10-09	D/A	—	$792.5M
2019-10-11	D/A	—	$661.3M
2018-10-12	D/A	—	$144.6M
2017-10-13	D/A	—	$106.5M
2016-10-14	D	—	$31.9M

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