Axonic Special Opportunities SBL Overseas Fund, Ltd. — Form D
Axonic Special Opportunities SBL Overseas Fund, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2016-10-14. $31.9M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2016-10-14
- Form: D
- Accession: 0000919574-16-015886
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $31.9M
- Minimum investment: $100K
- Investors: 8
- Date of first sale: 2016-10-01
- Security types: equity, fund interests
- SEC file number: 021-272569
Issuer
- Name: Axonic Special Opportunities SBL Overseas Fund, Ltd.
- CIK: 0001685628
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2016
- Address: INTERTRUST FIDUCIARY SVCS (CAYMAN) LTD, GRAND CAYMAN, E9, KY1-9007
- Phone: 212-259-0430
Officers, directors & promoters (5)
| Name | Role | Location |
|---|
| Richard Ruffer | Director | Far Hills, NJ |
| Scott Dakers | Director | George Town, Grand Cayman, E9 |
| --- Axonic Capital LLC | Executive Officer | New York, NY |
| --- Axonic Capital LLC | Promoter | New York, NY |
| Clayton DeGiacinto | Director | New York, NY |
Other filings by this issuer (9)
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