NIS Small Cap Equity Fund, LLC — Form D/A
NIS Small Cap Equity Fund, LLC of MILWAUKEE, WI, a pooled investment fund, filed a Form D amendment with the SEC on 2018-11-14. $2.5M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2018-11-14
- Form: D/A
- Accession: 0000939791-18-000016
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $2.5M
- Investors: 3
- Date of first sale: 2015-04-01
- Security types: equity, fund interests
- SEC file number: 021-275060
Issuer
- Name: NIS Small Cap Equity Fund, LLC
- CIK: 0001687402
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2015
- Address: 777 E WISCONSIN AVENUE, MILWAUKEE, WI, 53202
- Phone: (414) 765-1980
Officers, directors & promoters (15)
| Name | Role | Location |
|---|
| Scott O Van Lith | Director | Milwaukee, WI |
| Scott O Van Lith | Executive Officer | Milwaukee, WI |
| N/A NA National Investment Services of America, LLC | Executive Officer | Milwaukee, WI |
| N/A NA National Investment Services of America, LLC | Promoter | Milwaukee, WI |
| Robert NA Brooks | Director | Oak Brook, IL |
| Robert NA Brooks | Executive Officer | Oak Brook, IL |
| Larry H Haslee | Executive Officer | Milwaukee, WI |
| Norman E Sidler | Director | Milwaukee, WI |
| Norman E Sidler | Executive Officer | Milwaukee, WI |
| Bartlett J McCartin | Director | Milwaukee, WI |
| Bartlett J McCartin | Executive Officer | Milwaukee, WI |
| Kent J White | Director | Milwaukee, WI |
| Kent J White | Executive Officer | Milwaukee, WI |
| n/a na National Investment Services, Inc. | Executive Officer | Milwaukee, WI |
| n/a na National Investment Services, Inc. | Promoter | Milwaukee, WI |
Other filings by this issuer (5)
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