Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC — Form D

Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC of SANTA MONICA, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2025-01-30. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (13)

NameRoleLocation
Steven BrownExecutive OfficerFORT LAUDERDALE, FL
Steven BrownRelated PersonFORT LAUDERDALE, FL
Adam BlochExecutive OfficerSanta Monica, CA
Adam BlochRelated PersonSanta Monica, CA
Anne WalshExecutive OfficerSanta Monica, CA
Anne WalshRelated PersonSanta Monica, CA
n/a Guggenheim Partners Investment Management, LLCPromoterNew York, NY
B. Scott MinerdPromoterSANTA MONICA, CA
Anne Scott WalshPromoterSanta Monica, CA
N/A Guggenheim Partners Asset Management, LLCPromoterSanta Monica, CA
Eric K SilvergoldPromoterSanta Monica, CA
Matthew K LindlandPromoterSanta Monica, CA
James W MichalPromoterSanta Monica, CA

Other filings by this issuer (3)

FiledFormOfferingSold
2026-05-15D/A$362.5M
2025-10-14D/A$362.5M
2012-06-28D/A$1.4B

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