Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC — Form D/A
Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC of SANTA MONICA, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2012-06-28. $1.4B was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2012-06-28
- Form: D/A
- Accession: 0001140361-12-031558
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C.7
- Amount sold: $1.4B
- Minimum investment: $25.0M
- Investors: 62
- Date of first sale: 2008-10-08
- Security types: fund interests
- SEC file number: 021-127703
Issuer
- Name: Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC
- CIK: 0001457892
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2008
- Address: 100 WILSHIRE BLVD. SUITE 500, SANTA MONICA, CA, 90401
- Phone: 310-579-1229
Officers, directors & promoters (13)
| Name | Role | Location |
|---|
| N/A Guggenheim Partners Asset Management, LLC | Promoter | Santa Monica, CA |
| Matthew K Lindland | Promoter | Santa Monica, CA |
| James W Michal | Promoter | Santa Monica, CA |
| B. Scott Minerd | Promoter | SANTA MONICA, CA |
| Eric K Silvergold | Promoter | Santa Monica, CA |
| Anne Scott Walsh | Promoter | Santa Monica, CA |
| Steven Brown | Executive Officer | FORT LAUDERDALE, FL |
| Steven Brown | Related Person | FORT LAUDERDALE, FL |
| Adam Bloch | Executive Officer | Santa Monica, CA |
| Adam Bloch | Related Person | Santa Monica, CA |
| Anne Walsh | Executive Officer | Santa Monica, CA |
| Anne Walsh | Related Person | Santa Monica, CA |
| n/a Guggenheim Partners Investment Management, LLC | Promoter | New York, NY |
Other filings by this issuer (3)
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