Rockefeller Financial Asia, LLC — Form D

Rockefeller Financial Asia, LLC of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-04-12. $23.9M was reported sold. Industry: Pooled Investment Fund.

Offering

• Filed: 2011-04-12
• Form: D
• Accession: 0000945621-11-000067
• Industry: Pooled Investment Fund
• Exemptions: 06, 3C, 3C.7
• Amount sold: $23.9M
• Minimum investment: $1.0M
• Investors: 34
• Date of first sale: 2011-03-28
• Security types: fund interests
• SEC file number: 021-158194

Issuer

• Name: Rockefeller Financial Asia, LLC
• CIK: 0001517925
• Entity type: Limited Liability Company
• Jurisdiction: DELAWARE
• Incorporated: 2011
• Address: 10 ROCKEFELLER PLAZA, NEW YORK, NY, 10020
• Phone: 212-549-5100

Officers, directors & promoters (1)

More

• CIK 1517925 on SEC EDGAR (source of record)
• This page as markdown (for LLM agents)
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