STIFEL FINANCIAL CORP — Form D

STIFEL FINANCIAL CORP of ST. LOUIS, MO, a company, filed a Form D exempt-offering notice with the SEC on 2017-01-17. The offering totals $9.4M, of which $9.4M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (32)

Showing 25 of 32 people.

NameRoleLocation
Bruce A BedaDirectorSt. Louis, MO
Kathleen W BrownDirectorSt. Louis, MO
Michael W BrownDirectorTacoma, WA
John P DubinskyDirectorSt. Louis, MO
ROBERT E GRADYDirectorSAN FRANCISCO, CA
Frederick O HanserDirectorSt. Louis, MO
Richard J HimelfarbDirectorSt. Louis, MO
Ronald J KruszewskiDirectorSt. Louis, MO
Maura F MarkusDirectorSt. Louis, MO
Thomas B MichaudDirectorSt. Louis, MO
Thomas P MulroyDirectorSt. Louis, MO
Victor J NesiDirectorPortland, ME
James M OatesDirectorSt. Louis, MO
Ben A PlotkinDirectorSt. Louis, MO
Thomas W WeiselDirectorSt. Louis, MO
Kelvin R WestbrookDirectorSt. Louis, MO
James M ZemlyakDirectorSt. Louis, MO
MICHAEL J ZIMMERMANDirectorNEW YORK, NY
Mark P FisherExecutive OfficerSt. Louis, MO
Richard J HimelfarbExecutive OfficerSt. Louis, MO
Ronald J KruszewskiExecutive OfficerSt. Louis, MO
Thomas B MichaudExecutive OfficerSt. Louis, MO
Thomas P MulroyExecutive OfficerSt. Louis, MO
Victor J NesiExecutive OfficerPortland, ME
Ben A PlotkinExecutive OfficerSt. Louis, MO

Other filings by this issuer (1)

FiledFormOfferingSold
2015-06-17D$73.2M$73.2M

More