STIFEL FINANCIAL CORP — Form D

STIFEL FINANCIAL CORP of ST. LOUIS, MO, a company, filed a Form D exempt-offering notice with the SEC on 2015-06-17. The offering totals $73.2M, of which $73.2M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (32)

Showing 25 of 32 people.

NameRoleLocation
Charles A DillDirectorSt. Louis, MO
Alton F Irby IIIDirectorSt. Louis, MO
James M MarischenExecutive OfficerSt. Louis, MO
David M MinnickExecutive OfficerSt. Louis, MO
Victor J NesiDirectorPortland, ME
Victor J NesiExecutive OfficerPortland, ME
MICHAEL J ZIMMERMANDirectorNEW YORK, NY
ROBERT E GRADYDirectorSAN FRANCISCO, CA
John P DubinskyDirectorSt. Louis, MO
Ben A PlotkinDirectorSt. Louis, MO
Ben A PlotkinExecutive OfficerSt. Louis, MO
Maura F MarkusDirectorSt. Louis, MO
Bruce A BedaDirectorSt. Louis, MO
James M OatesDirectorSt. Louis, MO
Thomas B MichaudDirectorSt. Louis, MO
Thomas B MichaudExecutive OfficerSt. Louis, MO
David D SlineyExecutive OfficerSt. Louis, MO
Mark P FisherExecutive OfficerSt. Louis, MO
Kelvin R WestbrookDirectorSt. Louis, MO
Thomas W WeiselDirectorSt. Louis, MO
Thomas W WeiselExecutive OfficerSt. Louis, MO
Richard J HimelfarbDirectorSt. Louis, MO
Richard J HimelfarbExecutive OfficerSt. Louis, MO
Thomas P MulroyDirectorSt. Louis, MO
Thomas P MulroyExecutive OfficerSt. Louis, MO

Other filings by this issuer (1)

FiledFormOfferingSold
2017-01-17D$9.4M$9.4M

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