NATIONAL HOLDINGS CORP — Form D

NATIONAL HOLDINGS CORP of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2011-01-14. The offering totals $690K. Industry: Investment Banking.

Offering

Issuer

Officers, directors & promoters (43)

Showing 25 of 43 people.

NameRoleLocation
Paul J CovielloDirectorClarks Summit, PA
Christopher Jay DeweyDirectorNew York, NY
Marshall Jay GellerDirectorLos Angeles, CA
Robert Jay Lautz, Jr.DirectorLos Angeles, CA
Jorge J OrtegaDirectorBoca Raton, FL
Leonard Jay SokolowDirectorBoca Raton, FL
Christopher Jay DeweyExecutive OfficerNew York, NY
Alan J LevinExecutive OfficerBoca Raton, FL
Leonard Jay SokolowExecutive OfficerBoca Raton, FL
Mark GoldwasserDirectorRockville, MD
Mark GoldwasserExecutive OfficerRockville, MD
Christopher DeweyDirectorHAYWARD, CA
Christopher DeweyExecutive OfficerHAYWARD, CA
Jonathan RichExecutive OfficerNEW YORK, NY
Marshall GellerDirectorLake Mary, FL
Brian FriedmanExecutive OfficerStamford, CT
Alan B LevinExecutive OfficerBoca Raton, FL
Mark D KleinDirectorNew York, NY
Mark D KleinExecutive OfficerNew York, NY
Leonard J SokolowDirectorALPHARETTA, GA
Frederic B Powers, IIIDirectorNew York, NY
Peter S ZurkowDirectorNew York, NY
William B LernerDirectorNew York, NY
Frank S PlimptonDirectorNew York, NY
Mark B KleinDirectorNew York, NY

Other filings by this issuer (6)

FiledFormOfferingSold
2013-09-13D$3.2M$3.2M
2013-02-08D$8.8M$8.8M
2010-11-04D$2.0M
2010-10-13D$5.0M$3.0M
2010-06-11D$2.0M$1.7M
2009-05-12D$500K$500K

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