NATIONAL HOLDINGS CORP of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2013-02-08. The offering totals $8.8M, of which $8.8M was reported sold. Industry: Investment Banking.
Showing 25 of 43 people.
| Name | Role | Location |
|---|---|---|
| Robert D Fagenson | Director | New York, NY |
| Salvatore S Giardina | Director | New York, NY |
| Mark D Goldwasser | Director | New York, NY |
| Mark D Klein | Director | New York, NY |
| Robert W Lautz, Jr. | Director | Los Angeles, CA |
| Levin D Alan | Executive Officer | Boca Raton, FL |
| Robert D Fagenson | Executive Officer | New York, NY |
| Mark D Goldwasser | Executive Officer | New York, NY |
| Mark D Klein | Executive Officer | New York, NY |
| Mark Goldwasser | Director | Rockville, MD |
| Mark Goldwasser | Executive Officer | Rockville, MD |
| Christopher Dewey | Director | HAYWARD, CA |
| Christopher Dewey | Executive Officer | HAYWARD, CA |
| Jonathan Rich | Executive Officer | NEW YORK, NY |
| Marshall Geller | Director | Lake Mary, FL |
| Brian Friedman | Executive Officer | Stamford, CT |
| Alan B Levin | Executive Officer | Boca Raton, FL |
| Leonard J Sokolow | Director | ALPHARETTA, GA |
| Frederic B Powers, III | Director | New York, NY |
| Peter S Zurkow | Director | New York, NY |
| William B Lerner | Director | New York, NY |
| Frank S Plimpton | Director | New York, NY |
| Mark B Klein | Director | New York, NY |
| Mark B Klein | Executive Officer | New York, NY |
| Salvatore B Guardina | Director | New York, NY |
| Filed | Form | Offering | Sold |
|---|---|---|---|
| 2013-09-13 | D | $3.2M | $3.2M |
| 2011-01-14 | D | $690K | — |
| 2010-11-04 | D | $2.0M | — |
| 2010-10-13 | D | $5.0M | $3.0M |
| 2010-06-11 | D | $2.0M | $1.7M |
| 2009-05-12 | D | $500K | $500K |