GGI SRI, Ltd. — Form D

GGI SRI, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-03-12. $41.6M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (3)

NameRoleLocation
Peter D AndersonDirectorGrand Cayman, E9
Howard D GubermanDirectorNew York, NY
Philip D DickieDirectorGrand Cayman, E9

Other filings by this issuer (2)

FiledFormOfferingSold
2014-03-12D/A$45.5M
2013-03-12D/A$65.4M

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