DELPHIN DYNAMIC ALLOCATION FUND LTD. — Form D
DELPHIN DYNAMIC ALLOCATION FUND LTD. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-09-15. $2.5M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2014-09-15
- Form: D
- Accession: 0001140361-14-035596
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C.1
- Amount sold: $2.5M
- Minimum investment: $100K
- Investors: 1
- Date of first sale: 2014-09-01
- Security types: fund interests
- SEC file number: 021-224709
Issuer
- Name: DELPHIN DYNAMIC ALLOCATION FUND LTD.
- CIK: 0001612316
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2014
- Address: 122 MARY STREET, GRAND CAYMAN, E9, KY1-1109
- Phone: 203-614-1300
Officers, directors & promoters (5)
| Name | Role | Location |
|---|
| Guy-Max Delphin | Director | New York, NY |
| Marci McCarthy, Ph.D | Director | Stamford, CT |
| Guy-Max Delphin | Promoter | New York, NY |
| n/a Delphin Investments, LLC | Promoter | Stamford, CT |
| Marci McCarthy, Ph.D | Promoter | Stamford, CT |
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