Merriman Holdings, Inc — Form D
Merriman Holdings, Inc of San Francisco, CA, a company, filed a Form D exempt-offering notice with the SEC on 2011-04-21. The offering totals $5.0M, of which $3.1M was reported sold. Industry: Investment Banking.
Offering
- Filed: 2011-04-21
- Form: D
- Accession: 0001144204-11-023470
- Industry: Investment Banking
- Exemptions: 06
- Total offering: $5.0M
- Amount sold: $3.1M
- Remaining: $1.9M
- Investors: 25
- Date of first sale: 2011-04-07
- Security types: debt
- Revenue range: $25,000,001 - $100,000,000
- SEC file number: 021-158781
Issuer
- Name: Merriman Holdings, Inc
- CIK: 0000826683
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 600 California Street, San Francisco, CA, 94025
- Phone: (415) 248-5600
Officers, directors & promoters (17)
| Name | Role | Location |
|---|
| Ronald L Chez | Director | Pleasanton, CA |
| William J Febbo | Director | SAN FRANCISCO, CA |
| David Jonathan Merriman | Director | San Francisco, CA |
| Patrick W O'Brien | Director | Brookfield, WI |
| Dennis G Schmal | Director | Charlotte, NC |
| Alex W Seiler | Director | New York, NY |
| Jeffrey M Soinski | Director | Redwood City, CA |
| David Jonathan Merriman | Executive Officer | San Francisco, CA |
| Alex W Seiler | Executive Officer | New York, NY |
| Jack W Thrift | Executive Officer | San Francisco, CA |
| Andrew Arno | Director | Pittsburgh, PA |
| Douglas G Bergeron | Director | New York, NY |
| D. Jonathan Merriman | Director | RICHARDSON, TX |
| D. Jonathan Merriman | Executive Officer | RICHARDSON, TX |
| John M Thompson | Director | Blue Bell, PA |
| Peter V Coleman | Executive Officer | San Francisco, CA |
| Robert E Ford | Executive Officer | San Francisco, CA |
Other filings by this issuer (1)
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