UNX Companies LLC — Form D

UNX Companies LLC of BURBANK, CA, a company, filed a Form D exempt-offering notice with the SEC on 2010-04-30. The offering totals $15.1M, of which $10.8M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (22)

NameRoleLocation
Steve W BrodskyDirectorDeerfield, IL
Darren W CohenDirectorNew York, NY
Michael W DuraDirectorNew York, NY
Thomas W KimDirectorBurbank, CA
Mio W StojkovichDirectorBurbank, CA
Charles W SusiDirectorStamford, CT
Gerard W von DohlenDirectorBurbank, CA
David W CollettExecutive OfficerBurbank, CA
Thomas W KimExecutive OfficerBurbank, CA
Thomas KimDirectorHouston, TX
Thomas KimExecutive OfficerHouston, TX
Darren CohenDirectorSpring Hill, TN
Mio StojkovichDirectorIrvine, CA
MICHAEL SCOTT DURADirectorNORCROSS, GA
Charles SusiDirectorStamford, CT
Gerard von DohlenDirectorJersey City, NJ
Darren Scott CohenDirectorNew York, NY
Thomas Scott KimDirectorBurbank, CA
Thomas Scott KimExecutive OfficerBurbank, CA
Steve Scott BrodskyDirectorDeerfield, IL
J. Scott HarrisonExecutive OfficerTarrytown, NY
Charles Scott SusiDirectorStamford, CT

Other filings by this issuer (2)

FiledFormOfferingSold
2011-05-16D$4.6M$4.6M
2009-11-04D$7.6M

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