UNX Companies LLC — Form D

UNX Companies LLC of BURBANK, CA, a company, filed a Form D exempt-offering notice with the SEC on 2011-05-16. The offering totals $4.6M, of which $4.6M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (22)

NameRoleLocation
Darren CohenDirectorSpring Hill, TN
Thomas KimDirectorHouston, TX
Mio StojkovichDirectorIrvine, CA
Charles SusiDirectorStamford, CT
Gerard von DohlenDirectorJersey City, NJ
Thomas KimExecutive OfficerHouston, TX
MICHAEL SCOTT DURADirectorNORCROSS, GA
Steve W BrodskyDirectorDeerfield, IL
Gerard W von DohlenDirectorBurbank, CA
Mio W StojkovichDirectorBurbank, CA
Charles W SusiDirectorStamford, CT
Michael W DuraDirectorNew York, NY
David W CollettExecutive OfficerBurbank, CA
Darren W CohenDirectorNew York, NY
Thomas W KimDirectorBurbank, CA
Thomas W KimExecutive OfficerBurbank, CA
Darren Scott CohenDirectorNew York, NY
Thomas Scott KimDirectorBurbank, CA
Thomas Scott KimExecutive OfficerBurbank, CA
Steve Scott BrodskyDirectorDeerfield, IL
J. Scott HarrisonExecutive OfficerTarrytown, NY
Charles Scott SusiDirectorStamford, CT

Other filings by this issuer (2)

FiledFormOfferingSold
2010-04-30D$15.1M$10.8M
2009-11-04D$7.6M

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