Gabelli Global Small & Mid Cap Value Trust — Form D
Gabelli Global Small & Mid Cap Value Trust of RYE, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2021-11-05. The offering totals $40.0M, of which $40.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2021-11-05
- Form: D
- Accession: 0001209191-21-063159
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $40.0M
- Amount sold: $40.0M
- Minimum investment: $10
- Investors: 40
- Date of first sale: 2021-11-01
- Security types: equity, fund interests
- SEC file number: 021-420104
Issuer
- Name: Gabelli Global Small & Mid Cap Value Trust
- CIK: 0001585855
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Address: ONE CORPORATE CENTER, RYE, NY, 10580
- Phone: 914-921-5100
Officers, directors & promoters (19)
| Name | Role | Location |
|---|
| Calgary J Avansino | Director | Rye, NY |
| John J Birch | Director | Rye, NY |
| Kuni J Nakamura | Director | Rye, NY |
| Bruce N Alpert | Executive Officer | Rye, NY |
| Peter C Goldstein | Executive Officer | Rye, NY |
| Mario J Gabelli | Director | Greenwich, CT |
| Frank J Fahrenkopf, Jr. | Director | Rye, NY |
| Agnes J Mullady | Director | Rye, NY |
| Bethany A Uhlein | Executive Officer | Rye, NY |
| Calgary P Avansino | Director | Rye, NY |
| Peter J Goldsten | Executive Officer | Rye, NY |
| John P Birch | Director | Rye, NY |
| Daniel J Hughes | Executive Officer | Rye, NY |
| Kevin V Dreyer | Director | Rye, NY |
| Anthony S Colavita | Director | Rye, NY |
| Richard J Walz | Executive Officer | Rye, NY |
| Salvatore J Zizza | Director | Rye, NY |
| James P Conn | Director | Rye, NY |
| John C Ball | Executive Officer | Rye, NY |
Other filings by this issuer (1)
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