GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC — Form D
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC of RYE, NY, a company, filed a Form D exempt-offering notice with the SEC on 2023-01-10. The offering totals $15.0M, of which $15.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2023-01-10
- Form: D
- Accession: 0001209191-23-002770
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $15.0M
- Amount sold: $15.0M
- Minimum investment: $10
- Investors: 16
- Date of first sale: 2022-12-29
- Security types: equity
- SEC file number: 021-470240
Issuer
- Name: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
- CIK: 0000845611
- Entity type: Corporation
- Jurisdiction: MARYLAND
- Address: ONE CORPORATE CENTER, RYE, NY, 10580
- Phone: (914) 921-5100
Officers, directors & promoters (25)
| Name | Role | Location |
|---|
| Agnes D Mullady | Director | Rye, NY |
| Kuni D Nakamura | Director | Rye, NY |
| Peter R Goldstein | Executive Officer | Rye, NY |
| Mario J Gabelli | Director | Greenwich, CT |
| Vincent D Enright | Director | Rye, NY |
| Leslie F Foley | Director | Rye, NY |
| Agnes J Mullady | Director | Rye, NY |
| Bethany A Uhlein | Executive Officer | Rye, NY |
| Daniel D Harding | Director | Rye, NY |
| Werner J Roeder | Director | Rye, NY |
| Christina J Peeney | Director | Rye, NY |
| E. Val Cerutti | Director | Rye, NY |
| Thomas H Dinsmore | Director | Rye, NY |
| John H Birch | Director | Rye, NY |
| Anthonie C van Ekris | Director | Rye, NY |
| Anthony S Colavita | Director | Rye, NY |
| Richard J Walz | Executive Officer | Rye, NY |
| Salvatore J Zizza | Director | Rye, NY |
| Laurissa M Martire | Executive Officer | Rye, NY |
| John C Ball | Executive Officer | Rye, NY |
| Peter J Goldstein | Executive Officer | Rye, NY |
| Michael J Melarkey | Director | Rye, NY |
| Bruce N Alpert | Executive Officer | Rye, NY |
| Andrea R Mango | Executive Officer | Rye, NY |
| Agnes C Mullady | Executive Officer | Rye, NY |
Other filings by this issuer (2)
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