IAM Mini-Fund 999 Ltd — Form D

IAM Mini-Fund 999 Ltd of Grand Cayman, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-10-31. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (83)

Showing 25 of 83 people.

NameRoleLocation
Kevin M BrandtDirectorChristiansted, VA
Michael A D'SouzaDirectorNew York, NY
John A FranklinDirectorNew York, NY
Canover H WatsonDirectorGrand Cayman, E9
John H CieslowskiExecutive OfficerBoca Raton, FL
Lester N CoyleExecutive OfficerBoca Raton, FL
Francis H FeeneyExecutive OfficerBoca Raton, FL
Garth M FriesenExecutive OfficerBoca Raton, FL
William P McCauleyExecutive OfficerBoca Raton, FL
Laura A McGrathExecutive OfficerChristiansted, VI
Warren B MoslerExecutive OfficerBoca Raton, FL
Robert A PrintzExecutive OfficerBoca Raton, FL
Michael L RegerExecutive OfficerBoca Raton, FL
Paul H SaundersExecutive OfficerChristiansted, VI
Sanjiv L SharmaExecutive OfficerBoca Raton, FL
Clifford L VinerExecutive OfficerBoca Raton, FL
Scott L WylerExecutive OfficerBoca Raton, FL
n/a III Offshore AdvisorsPromoterBoca Raton, FL
Thomas L OlofssonExecutive OfficerBoca Raton, FL
Robert L HartExecutive OfficerBoca Raton, FL
Deep L KumarExecutive OfficerBoca Raton, FL
n/a James River Capital Corp.Executive OfficerManakin-Sabot, VA
n/a James River Capital Corp.PromoterManakin-Sabot, VA
Garth P FriesenExecutive OfficerBoca Raton, FL
Thomas D OlofssonExecutive OfficerBoca Raton, FL

Other filings by this issuer (5)

FiledFormOfferingSold
2016-03-07D/A$101.0M
2015-03-06D/A$98.0M
2014-03-06D/A$92.0M
2012-07-24D/A$50.0M
2012-03-06D/A$50.0M

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