Advanced Equities Financial Corp — Form D

Advanced Equities Financial Corp of CHICAGO, IL, a company, filed a Form D exempt-offering notice with the SEC on 2010-02-02. The offering totals $20.0M, of which $7.5M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (15)

NameRoleLocation
Dwight O BadgerDirectorChicago, IL
Lon O ChowDirectorChicago, IL
Keith J DaubenspeckDirectorPalo Alto, CA
Robert O DodsDirectorChicago, IL
Robert O HavemanDirectorChicago, IL
George O MiddlemasDirectorChicago, IL
Don O PhillipsDirectorChicago, IL
Ron O PiaseckiDirectorChicago, IL
John O VosickyDirectorChicago, IL
Adam O AntoniadesExecutive OfficerSan Diego, CA
Dwight O BadgerExecutive OfficerChicago, IL
Keith J DaubenspeckExecutive OfficerPalo Alto, CA
Gregg O GlaserExecutive OfficerRichmond, VA
Dwight O BadgerPromoterChicago, IL
Keith J DaubenspeckPromoterPalo Alto, CA

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