CAIN BROTHERS & CO INC — Form D

CAIN BROTHERS & CO INC of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2011-10-13. The offering totals $2.1M, of which $1.4M was reported sold. Industry: Investment Banking.

Offering

Issuer

Officers, directors & promoters (9)

NameRoleLocation
Carsten J BeithDirectorNew York, NY
James E CainDirectorNew York, NY
DANIEL M CAINDirectorNEW YORK, NY
Robert, Jr. J FraimanDirectorNew York, NY
James M MoloneyDirectorNew York, NY
Scott D SmithDirectorNew York, NY
Rhett D ThurmanDirectorNew York, NY
Robert, Jr. J FraimanExecutive OfficerNew York, NY
Rhett D ThurmanExecutive OfficerNew York, NY

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