Waddell & Reed Small Co Growth Fund, LLC — Form D/A

Waddell & Reed Small Co Growth Fund, LLC of PHILADELPHIA, PA, a pooled investment fund, filed a Form D amendment with the SEC on 2019-11-15. $267.7M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (45)

Showing 25 of 45 people.

NameRoleLocation
James P DiCristoExecutive OfficerOverland Park, KS
David Forrester ConnorExecutive OfficerPhiladelphia, PA
N/A Macquarie Alternative Strategies, a series of Macquarie Investment Management Business TrustExecutive OfficerPhiladelphia, PA
Michael Francis CapuzziExecutive OfficerPhiladelphia, PA
William Keith SpeachtExecutive OfficerPhiladelphia, PA
Shawn Keith LytleExecutive OfficerPhiladelphia, PA
Richard Forrester SalusExecutive OfficerPhiladelphia, PA
Daniel Ganteanme SchermannExecutive OfficerOverland Park, KS
Stephen Francis HobanExecutive OfficerPhiladelphia, PA
Benjamin R ClouseDirectorLeawood, KS
Benjamin R ClouseExecutive OfficerLeawood, KS
Brian Lawrence MurrayExecutive OfficerPhiladelphia, PA
N/A Partner Ivy Investment Management CompanyExecutive OfficerOverland Park, KS
Brent Kyle BlossDirectorOverland Park, KS
Brent Kyle BlossExecutive OfficerOverland Park, KS
Daniel Partner HansonDirectorOverland Park, KS
Daniel Partner HansonExecutive OfficerOverland Park, KS
Michael John DaleyExecutive OfficerOverland Park, KS
Jon-Jason Partner RichieExecutive OfficerOverland Park, KS
N/A Partner Ivy Distributors, Inc.PromoterOverland Park, KS
Timothy J MillerExecutive OfficerGrove City, OH
Kenneth G McQuadeExecutive OfficerOverland Park, KS
Bradley P HalversonExecutive OfficerOverland Park, KS
Brent K BlossDirectorOverland Park, KS
Brent K BlossExecutive OfficerOverland Park, KS

Other filings by this issuer (15)

FiledFormOfferingSold
2023-11-15D/A$267.7M
2022-11-15D/A$267.7M
2021-11-15D/A$267.7M
2020-11-13D/A$267.7M
2018-11-15D/A$267.7M
2017-11-15D/A$267.7M
2016-11-16D/A$267.7M
2015-11-12D/A$267.7M
2014-11-14D/A$267.7M
2013-11-14D/A$267.7M
2012-11-15D/A$267.7M
2012-11-15D/A$267.7M
2011-11-14D/A$267.7M
2010-10-15D/A$261.1M
2009-09-04D$260.1M

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