Waddell & Reed Small Co Growth Fund, LLC — Form D/A

Waddell & Reed Small Co Growth Fund, LLC of PHILADELPHIA, PA, a pooled investment fund, filed a Form D amendment with the SEC on 2020-11-13. $267.7M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (45)

Showing 25 of 45 people.

NameRoleLocation
Brent K BlossDirectorOverland Park, KS
Benjamin R ClouseDirectorLeawood, KS
Daniel P HansonDirectorOverland Park, KS
Philip J SandersDirectorOverland Park, KS
Brent K BlossExecutive OfficerOverland Park, KS
Benjamin R ClouseExecutive OfficerLeawood, KS
Bradley P HalversonExecutive OfficerOverland Park, KS
Daniel P HansonExecutive OfficerOverland Park, KS
N/A P Ivy Investment Management CompanyExecutive OfficerOverland Park, KS
Kenneth G McQuadeExecutive OfficerOverland Park, KS
Timothy J MillerExecutive OfficerGrove City, OH
Philip J SandersExecutive OfficerOverland Park, KS
Brian T SullivanExecutive OfficerDallas, TX
N/A P Ivy Distributors, Inc.PromoterOverland Park, KS
Brian T SullivanPromoterDallas, TX
David Forrester ConnorExecutive OfficerPhiladelphia, PA
N/A Macquarie Alternative Strategies, a series of Macquarie Investment Management Business TrustExecutive OfficerPhiladelphia, PA
Michael Francis CapuzziExecutive OfficerPhiladelphia, PA
William Keith SpeachtExecutive OfficerPhiladelphia, PA
Shawn Keith LytleExecutive OfficerPhiladelphia, PA
Richard Forrester SalusExecutive OfficerPhiladelphia, PA
Daniel Ganteanme SchermannExecutive OfficerOverland Park, KS
Stephen Francis HobanExecutive OfficerPhiladelphia, PA
Brian Lawrence MurrayExecutive OfficerPhiladelphia, PA
N/A Partner Ivy Investment Management CompanyExecutive OfficerOverland Park, KS

Other filings by this issuer (15)

FiledFormOfferingSold
2023-11-15D/A$267.7M
2022-11-15D/A$267.7M
2021-11-15D/A$267.7M
2019-11-15D/A$267.7M
2018-11-15D/A$267.7M
2017-11-15D/A$267.7M
2016-11-16D/A$267.7M
2015-11-12D/A$267.7M
2014-11-14D/A$267.7M
2013-11-14D/A$267.7M
2012-11-15D/A$267.7M
2012-11-15D/A$267.7M
2011-11-14D/A$267.7M
2010-10-15D/A$261.1M
2009-09-04D$260.1M

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