Charlie's Holdings, Inc. — Form D

Charlie's Holdings, Inc. of Costa Mesa, CA, a company, filed a Form D exempt-offering notice with the SEC on 2017-03-03. The offering totals $5.0M, of which $3.6M was reported sold. Industry: Other.

Offering

Issuer

Officers, directors & promoters (36)

Showing 25 of 36 people.

NameRoleLocation
RAMONA CAPPELLODirectorSTUDIO CITY, CA
James GrecoDirectorIrvine, CA
Neil LeVeckeDirectorIrvine, CA
Kevin ShermanDirectorGREENWOOD VILLAGE, CO
Daniel KerkerExecutive OfficerIrvine, CA
Kevin ShermanExecutive OfficerGREENWOOD VILLAGE, CO
Robert Van BoerumExecutive OfficerIrvine, CA
David AllenExecutive OfficerChicago, IL
Scot CohenDirectorNEW YORK, NY
Keith StumpDirectorCosta Mesa, CA
Brandon StumpDirectorCosta Mesa, CA
Brandon StumpExecutive OfficerCosta Mesa, CA
Ryan StumpDirectorCosta Mesa, CA
Ryan StumpExecutive OfficerCosta Mesa, CA
Jeffrey FoxDirectorMission Woods, KS
Lance LeonardDirectorIrvine, CA
Lance LeonardExecutive OfficerIrvine, CA
Louis ImbrognoDirectorIrvine, CA
Carl WistreichDirectorIrvine, CA
Timothy LaneDirectorIrvine, CA
TIMOTHY D TRANSTRUMExecutive OfficerMESA, AZ
Milton W MakrisDirectorDenver, CO
Kevin W ShermanDirectorDenver, CO
Kevin W ShermanExecutive OfficerDenver, CO
Anthony W DiGiandomenicoDirectorDenver, CO

Other filings by this issuer (9)

FiledFormOfferingSold
2021-04-01D$3.0M$3.0M
2015-03-13D$4.3M$1.8M
2014-02-20D$8.0M$8.0M
2013-12-04D$8.0M$5.2M
2013-07-01D$2.7M$900K
2012-10-29D$15.4M$15.4M
2011-07-13D$1.0M$500K
2010-06-18D/A$2.0M$1.5M
2010-03-18D$2.0M$1.0M

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