Charlie's Holdings, Inc. — Form D

Charlie's Holdings, Inc. of Costa Mesa, CA, a company, filed a Form D exempt-offering notice with the SEC on 2021-04-01. The offering totals $3.0M, of which $3.0M was reported sold. Industry: Other.

Offering

Issuer

Officers, directors & promoters (36)

Showing 25 of 36 people.

NameRoleLocation
Scot CohenDirectorNEW YORK, NY
Jeffrey FoxDirectorMission Woods, KS
Brandon StumpDirectorCosta Mesa, CA
Keith StumpDirectorCosta Mesa, CA
Ryan StumpDirectorCosta Mesa, CA
David AllenExecutive OfficerChicago, IL
Brandon StumpExecutive OfficerCosta Mesa, CA
Ryan StumpExecutive OfficerCosta Mesa, CA
Kevin ShermanDirectorGREENWOOD VILLAGE, CO
Kevin ShermanExecutive OfficerGREENWOOD VILLAGE, CO
RAMONA CAPPELLODirectorSTUDIO CITY, CA
Robert Van BoerumExecutive OfficerIrvine, CA
Daniel KerkerExecutive OfficerIrvine, CA
Neil LeVeckeDirectorIrvine, CA
James GrecoDirectorIrvine, CA
Lance LeonardDirectorIrvine, CA
Lance LeonardExecutive OfficerIrvine, CA
Louis ImbrognoDirectorIrvine, CA
Carl WistreichDirectorIrvine, CA
Timothy LaneDirectorIrvine, CA
TIMOTHY D TRANSTRUMExecutive OfficerMESA, AZ
Milton W MakrisDirectorDenver, CO
Kevin W ShermanDirectorDenver, CO
Kevin W ShermanExecutive OfficerDenver, CO
Anthony W DiGiandomenicoDirectorDenver, CO

Other filings by this issuer (9)

FiledFormOfferingSold
2017-03-03D$5.0M$3.6M
2015-03-13D$4.3M$1.8M
2014-02-20D$8.0M$8.0M
2013-12-04D$8.0M$5.2M
2013-07-01D$2.7M$900K
2012-10-29D$15.4M$15.4M
2011-07-13D$1.0M$500K
2010-06-18D/A$2.0M$1.5M
2010-03-18D$2.0M$1.0M

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