Compliance11, Inc. — Form D

Compliance11, Inc. of Chicago, IL, a company, filed a Form D exempt-offering notice with the SEC on 2011-03-25. The offering totals $500K, of which $500K was reported sold. Industry: Other Technology.

Offering

Issuer

Officers, directors & promoters (14)

NameRoleLocation
William E WolfDirectorCHICAGO, IL
Richard P KiphartPromoterChicago, IL
TAD MITCHELLDirectorCHICAGO, IL
TAD MITCHELLExecutive OfficerCHICAGO, IL
Jay E RainesExecutive OfficerChicago, IL
Chris E CappsDirectorChicago, IL
Susan L RosenbaumExecutive OfficerChicago, IL
Karen E ZenisekExecutive OfficerChicago, IL
Bruce E BeerbowerDirectorChicago, IL
Jim E GagnardDirectorChicago, IL
Tracey E StraubExecutive OfficerChicago, IL
Tad S MitchellExecutive OfficerChicago, IL
Talon Capital Partners, L.P. E Talon Capital Partners, L.P.PromoterChicago, IL
Chris P CappsDirectorChicago, IL

Other filings by this issuer (2)

FiledFormOfferingSold
2011-04-07D$850K$850K
2010-01-04D$6.7M$6.2M

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