O'CONNOR MARKET OPPORTUNITIES SPC — Form D

O'CONNOR MARKET OPPORTUNITIES SPC of Grand Cayman, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-08-09. $9.6M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (9)

NameRoleLocation
Richard E. DouglasDirectorGrand Cayman, E9
Philip DickieDirectorGrand Cayman, E9
William EJ WalmsleyDirectorGrand Cayman, E9
KEVIN WILLIAMSDirectorIrvine, CA
n/a UBS O'Connor LLCExecutive OfficerChicago, IL
n/a UBS O'Connor LLCPromoterChicago, IL
Joseph C WorkmanExecutive OfficerChicago, IL
Michael A BeneventoExecutive OfficerNew York, NY
William E.J. WalmsleyDirectorGrand Cayman, E9

Other filings by this issuer (5)

FiledFormOfferingSold
2014-10-24D/A$26.7M
2014-09-19D/A$26.7M
2013-09-19D/A$26.7M
2012-09-10D/A$9.6M
2012-08-31D/A$9.6M

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