SAPHEON, INC. — Form D

SAPHEON, INC. of SANTA ROSA, CA, a company, filed a Form D exempt-offering notice with the SEC on 2013-11-21. The offering totals $10.0M, of which $3.6M was reported sold. Industry: Other Health Care.

Offering

Issuer

Officers, directors & promoters (18)

NameRoleLocation
Aaron BerezDirectorHalifax, A5
R. Donald CrawfordDirectorMorrisville, NC
Rodney RaabeDirectorMorrisville, NC
Aaron BerezExecutive OfficerHalifax, A5
R. Donald CrawfordExecutive OfficerMorrisville, NC
Rodney RaabeExecutive OfficerMorrisville, NC
ROD RAABEDirectorSanta Rosa, CA
ROD RAABEExecutive OfficerSanta Rosa, CA
Donald CrawfordDirectorSanta Rosa, CA
Donald CrawfordExecutive OfficerSanta Rosa, CA
Gene SandersDirectorSanta Rosa, CA
Rod RabbeDirectorSpokane, WA
Rod RabbeExecutive OfficerSpokane, WA
Y. King LiuDirectorSanta Rosa, CA
Y. King LiuPromoterSanta Rosa, CA
H. John StalcupDirectorGlen Ellen, CA
H. John StalcupExecutive OfficerGlen Ellen, CA
H. John StalcupPromoterGlen Ellen, CA

Other filings by this issuer (7)

FiledFormOfferingSold
2012-08-22D$27.0M$3.1M
2012-03-01D$5.0M$1.3M
2011-08-18D$3.5M
2011-04-18D$1.5M
2011-03-07D/A$5.1M$2.4M
2010-05-13D$3.6M$481K
2009-05-05D$50K$50K

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