SAPHEON, INC. — Form D

SAPHEON, INC. of SANTA ROSA, CA, a company, filed a Form D exempt-offering notice with the SEC on 2010-05-13. The offering totals $3.6M, of which $481K was reported sold. Industry: Other Health Care.

Offering

Issuer

Officers, directors & promoters (18)

NameRoleLocation
Aaron BerezDirectorHalifax, A5
Aaron BerezExecutive OfficerHalifax, A5
ROD RAABEDirectorSanta Rosa, CA
ROD RAABEExecutive OfficerSanta Rosa, CA
Rodney RaabeDirectorMorrisville, NC
Rodney RaabeExecutive OfficerMorrisville, NC
R. Donald CrawfordDirectorMorrisville, NC
R. Donald CrawfordExecutive OfficerMorrisville, NC
Donald CrawfordDirectorSanta Rosa, CA
Donald CrawfordExecutive OfficerSanta Rosa, CA
Gene SandersDirectorSanta Rosa, CA
Rod RabbeDirectorSpokane, WA
Rod RabbeExecutive OfficerSpokane, WA
Y. King LiuDirectorSanta Rosa, CA
Y. King LiuPromoterSanta Rosa, CA
H. John StalcupDirectorGlen Ellen, CA
H. John StalcupExecutive OfficerGlen Ellen, CA
H. John StalcupPromoterGlen Ellen, CA

Other filings by this issuer (7)

FiledFormOfferingSold
2013-11-21D$10.0M$3.6M
2012-08-22D$27.0M$3.1M
2012-03-01D$5.0M$1.3M
2011-08-18D$3.5M
2011-04-18D$1.5M
2011-03-07D/A$5.1M$2.4M
2009-05-05D$50K$50K

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